Form: 5

Annual statement of changes in beneficial ownership of securities

July 27, 2018

SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
  
 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
 Form 3 Holdings Reported.
X
 Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
HUMPHREYS STEVEN
(Last) (First) (Middle)
2201 WALNUT AVENUE, SUITE #100
(Street)
FREMONT CA 94538
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Identiv, Inc. [ INVE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 01/09/2017 F4 2,760 D $3.83 287,361(1) D
Common Stock 02/09/2017 F4 2,760 D $4.46 284,601(2) D
Common Stock 03/09/2017 F4 2,760 D $5.08 281,841(3) D
Common Stock 04/07/2017 F4 2,312 D $6.68 279,529(4) D
Common Stock 05/09/2017 F4 2,312 D $5.58 277,217(5) D
Common Stock 06/09/2017 F4 2,312 D $5.25 274,905(6) D
Common Stock 07/07/2017 F4 2,312 D $5.22 272,593(7) D
Common Stock 08/09/2017 F4 2,312 D $5 270,281(8) D
Common Stock 09/08/2017 F4 2,312 D $4.81 267,969(9) D
Common Stock 10/09/2017 F4 2,369 D $4.44 265,600(10) D
Common Stock 11/09/2017 F4 2,369 D $2.9 263,231(11) D
Common Stock 12/08/2017 F4 2,312 D $2.98 260,919(12) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes an aggregate of 201,771 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
2. Includes an aggregate of 195,465 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
3. Includes an aggregate of 189,160 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
4. Includes an aggregate of 182,855 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
5. Includes an aggregate of 176,549 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
6. Includes an aggregate of 170,244 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
7. Includes an aggregate of 163,939 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
8. Includes an aggregate of 157,633 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
9. Includes an aggregate of 151,328 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
10. Includes an aggregate of 145,023 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
11. Includes an aggregate of 138,717 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
12. Includes an aggregate of 132,412 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
Remarks:
/s/ Steven Humphreys 07/27/2018
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.