8-K: Current report
Published on November 10, 2008
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date
of
Report (Date of earliest event reported): November 10, 2008
SCM
MICROSYSTEMS, INC.
(Exact
Name of Registrant as Specified in Its Charter)
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Delaware
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000-29440
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77-0444317
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(State
or Other Jurisdiction
of
Incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification
No.)
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Oskar-Messter-Str.
13
85737
Ismaning
Germany
(Address
of Principal Executive Offices) (Zip code)
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Registrant’s
Telephone Number, Including Area Code:
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+49
89 95 95 5000
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(Former
Name or Former Address, if Changed Since Last Report)
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A2 below):
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o
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Written
communications pursuant to Rule 425 under the Securities Act (17
CFR
230.425)
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o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR
240.14d-2(b))
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR
240.13e-4(c))
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Item
2.02 Results
of Operations and Financial Condition
The
following information, including the text of the press release attached as
an
exhibit to this Form 8-K, is furnished pursuant to Item 2.02 of Form 8-K,
“Results of Operations and Financial Condition.”
The
information contained in this Current Report, including Exhibit 99.1, is being
furnished and shall not be deemed “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, or otherwise subject to the
liabilities of that Section. The information contained in this Current Report
shall not be incorporated by reference into any registration statement or other
document or filing under the Securities Act of 1933, as amended, except as
shall
be expressly set forth by specific reference in such filing.
On
November 10, 2008, SCM Microsystems, Inc. issued a press release announcing
financial results for its fiscal third quarter ended September 30, 2008.
Item
9.01. Financial
Statements and Exhibits.
(d)
Exhibits.
99.1
Press Release dated November 10, 2008.
2
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this Current Report on Form 8-K to be signed on its behalf by the
undersigned hereunto duly authorized.
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Dated:
November 10, 2008
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SCM
MICROSYSTEMS, INC.
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By:
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/s/
Stephan Rohaly
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Stephan
Rohaly, Chief Financial Officer and
Secretary
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INDEX
TO
EXHIBITS
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99.1
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SCM
Microsystems’ Press Release dated November 10, 2008 announcing financial
results for the Company’s fiscal third quarter ended September 30,
2008.
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4