8-K: Current report
Published on January 21, 2010
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): January 21,
2010
SCM
MICROSYSTEMS, INC.
(Exact
Name of Registrant as Specified in Its Charter)
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Delaware
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000-29440
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77-0444317
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(I.R.S.
Employer
Identification
No.)
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1900-B Carnegie
Avenue,
Santa
Ana, California
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92705
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (949)
250-8888
(Former
Name or Former Address, if Changed Since Last Report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A2 below):
o Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
2.02 Results
of Operations and Financial Condition
The
following information, including the text of the press release attached as an
exhibit to this Form 8-K, is furnished pursuant to Item 2.02 of Form 8-K,
“Results of Operations and Financial Condition.”
The
information contained in this Current Report, including Exhibit 99.1, is being
furnished and shall not be deemed “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, or otherwise subject to the
liabilities of that Section. The information contained in this Current Report
shall not be incorporated by reference into any registration statement or other
document or filing under the Securities Act of 1933, as amended, except as shall
be expressly set forth by specific reference in such filing.
On
January 21, 2010, SCM Microsystems, Inc., d.b.a. Identive Group (the “Company”)
issued a press release announcing unaudited, preliminary financial results for
its 2009 fiscal fourth quarter and year ended December 31, 2009.
Item
9.01 Financial
Statements and Exhibits.
(d) Exhibits.
99.1 Press
Release dated January 21, 2010.
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SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this Current
Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly
authorized.
| Dated: January 21, 2010 | SCM MICROSYSTEMS, INC. | ||
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By:
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/s/ Melvin Denton-Thompson | |
| Melvin Denton-Thompson | |||
| Chief Financial Officer and Corporate Secretary | |||
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INDEX TO
EXHIBITS
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99.1
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Press
Release dated January 21, 2010 announcing unaudited, preliminary financial
results for the Company’s 2009 fiscal fourth quarter and year ended
December 31, 2009.
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